JD Supra39m
FCA drops contentious proposals on enforcement publication
The Financial Conduct Authority (FCA) has published a letter (dated 11 March) to the Treasury Select Committee providing an update on the ...
Personnel Today1d
Crispin Odey faces £1.8m fine and ban from financial services
FCA announces decision to fine Crispin Odey £1.8m and ban him from the UK financial services industry for a lack of integrity ...
UK's FCA fines and bans Crispin Odey for lack of integrity
Britain's Financial Conduct Authority said on Monday it has fined Crispin Odey, founder of the now defunct hedge fund Odey ...
Odey Fined and Banned for ‘Reckless Disregard’ for Governance
Crispin Odey was fined £1.8 million ($2.3 million) and banned by the UK’s financial regulator for showing a “reckless ...
NFCW1d
Regulator calls for feedback on plans to remove the UK’s £100 contactless transaction limit
The UK’s Financial Conduct Authority (FCA) has begun a public consultation on proposed plans either to significantly increase ...
UK's Reeves says financial regulators responding to her cull of red tape
British finance minister Rachel Reeves said on Monday she was pleased with moves to boost economic growth taken by two of the ...
Compliance Week2d
‘Abject failure’: U.K. lawmaker sounds off on FCA’s failed enforcement reforms
U.K. lawmakers slammed the country's chief financial regulator's hopes of "naming and shaming" firms as part of its efforts ...
UK financial watchdogs drop diversity and 'name and shame' reforms
Britain's top financial regulators have scrapped proposed new rules to boost diversity and inclusion in the industry, and ...
JD Supra2d
FCA publishes review of consumer support outcomes
The UK Financial Conduct Authority (FCA) has published the findings of its review of firms' approaches to the consumer support outcome of the ...