JD Supra29m
FCA drops contentious proposals on enforcement publication
The Financial Conduct Authority (FCA) has published a letter (dated 11 March) to the Treasury Select Committee providing an update on the ...
Odey Fined and Banned for ‘Reckless Disregard’ for Governance
Crispin Odey was fined £1.8 million ($2.3 million) and banned by the UK’s financial regulator for showing a “reckless ...
The Citizen3h
FSCA finds banks do not handle consumer complaints properly
The FSCA’s Conduct Standard for Banks requires banks to treat their customers fairly and that includes communicating with ...
Personnel Today1d
Crispin Odey faces £1.8m fine and ban from financial services
FCA announces decision to fine Crispin Odey £1.8m and ban him from the UK financial services industry for a lack of integrity ...
UK's FCA fines and bans Crispin Odey for lack of integrity
Britain's Financial Conduct Authority said on Monday it has fined Crispin Odey, founder of the now defunct hedge fund Odey ...
JD Supra2d
FCA D&I Standards for Large Firms Abandoned (for now), Non-financial Misconduct Rules Delayed (but Still Important)
In a previous alert, we discussed the proposals put forward by the UK Financial Conduct Authority (FCA) for all FCA-authorised firms to ...
NFCW1d
Regulator calls for feedback on plans to remove the UK’s £100 contactless transaction limit
The UK’s Financial Conduct Authority (FCA) has begun a public consultation on proposed plans either to significantly increase ...
Compliance Week2d
‘Abject failure’: U.K. lawmaker sounds off on FCA’s failed enforcement reforms
U.K. lawmakers slammed the country's chief financial regulator's hopes of "naming and shaming" firms as part of its efforts ...