Another plan being discussed by the GOP would raise the top tax rate on incomes greater than $626,350 from the current 37% back to 39.6%, the rate that had been signed into law by Obama, Bloomberg ...

Morgan Stanley has shuffled its wealth management field leadership in New Jersey, appointing Sarah Pittman to the role of market executive for the Central New Jersey market, according to an internal ...

Massachusetts' Democrat Elizabeth Warren voted against Atkins' progression as SEC chair, flagging concerns over potential conflicts of interest. Atkins told hearings that he is fully compliant with ...

Cetera's more than 12,000 financial professionals — who oversee a total of more than $545 billion in assets under administration and $235 billion in assets under management — are the latest to join ...

Swiss-based UBS is at a major disadvantage against its American rivals because of European banking regulations, particularly when combined with the firm's integration of former rival Credit Suisse, ...

The shift toward fee-based models is expected to continue over the next few years — by next year, Cerulli projects fee-based revenues to represent 77.6% of total revenues. But Cerulli associate ...

On Friday, UBS asked the U.S. District Court for the Southern District of Iowa to vacate the Finra award, claiming that the panel of arbitrators "exceeded its powers" in awarding the punitive damages ...

The Securities and Exchange Commission continues the overhaul of its operations, with plans to reorganize who its enforcement and examinations staff will report to and reassigning nine regional ...

Arta Finance claims it's using AI to speak to younger investors in a language they can understand, with expressions such as "no cap," according to The Wall Street Journal.

Farhad Firoozi joined Wells on Tuesday, a spokesperson for the bank confirmed. Firoozi replaces Brendan Krebs, who left for PNC Investments in November. The role since Krebs' departure had been ...

A federal appeals court has struck down a $93.3 million judgment against Commonwealth Financial Network over alleged revenue-sharing disclosure breaches and remanded the case to federal district court ...

Bank of America has promoted two executives to oversee overhauled business lines, including a newly formed unit tasked with overseeing offerings for consumers through Merrill Edge, according to ...