The firm allegedly charged advisory fees under both AUA-based and fixed-fee models and used exaggerated captions in its YouTube videos, violating SEBI’s advertising code.

The market regulator, Securities and Exchange Board of India has imposed Rs 4 lakh fine on Basant Maheshwari Wealth Advisers. The company is accused of breaking rules about fees and using misleading ...

Sebi highlighted multiple lapses, including the firm's failure to conduct an annual audit and its practice of charging clients fees in both fixed and assets-under-advice (AUA) modes ...

SEBI stated that Basant Maheshwari Wealth Advisers violated Regulation 15A of the SEBI (Investment Advisers) Regulations by ...

SEBI has fined Basant Maheshwari Wealth Advisers firm for violating IA rules with activities like dual charging and ...

The Securities and Exchange Board of India has imposed a fine of Rs 4 lakh on Basant Maheshwari Wealth Advisers LLP for allegedly violating norms related to fees, and posting videos with exaggerated ...

The order should serve as a warning or provide clarity to various registered entities who are known to follow a similar format, say market insiders.

Basant Maheshwari Wealth Advisers LLP has been slapped with a fine of Rs 4 lakh by the market regulator SEBI for allegedly violating norms regarding fees and exaggerated captions of YouTube videos.

According to Sebi, the firm used "exaggerated captions" on YouTube videos; marketing campaigns against regulatory body's code ...

Indian market regulator, the Securities and Exchange Board of India, recently went hard on regulatory violations, striking ...

SEBI imposed penalties totaling Rs 35 lakh on seven entities for non-genuine trades in BSE's illiquid stock options, creating artificial volume. Additional penalties were levied on a research analyst ...