Indian market regulator, the Securities and Exchange Board of India, recently went hard on regulatory violations, striking ...

SEBI stated that Basant Maheshwari Wealth Advisers violated Regulation 15A of the SEBI (Investment Advisers) Regulations by ...

Sebi highlighted multiple lapses, including the firm's failure to conduct an annual audit and its practice of charging ...

Currently, brokers who fail to meet regulatory or statutory requirements within the prescribed timeframe face multiple ...

On Dec 23 last year, the regulator came out with a chain of direction against the company, which now stands confirmed.

Sebi deferred its earlier decision to restrict merchant bankers' activities, after a board meeting on March 24. The ...

SEBI found that Basant Maheshwari Wealth Advisers was charging fees from 32 clients under both fixed and asset-based models ...

According to Sebi, the firm used "exaggerated captions" on YouTube videos; marketing campaigns against regulatory body's code ...

The order should serve as a warning or provide clarity to various registered entities who are known to follow a similar ...

The firm allegedly charged advisory fees under both AUA-based and fixed-fee models and used exaggerated captions in its ...

The market regulator, Securities and Exchange Board of India has imposed Rs 4 lakh fine on Basant Maheshwari Wealth Advisers.