On April 1, 2025, the United States Court of Appeals for the First Circuit overturned a $93 million judgment issued against Commonwealth ...

Commonwealth Equity Services LLC increased its position in shares of Butterfly Network, Inc. (NYSE:BFLY – Free Report) by 16.9% in the 4th quarter, according to the company in its most recent Form 13F ...

The six-year long legal battle between Commonwealth Financial Network and the Securities and Exchange Commission over the ...

A court of appeals agreed with Commonwealth's contention that a jury should decide if investors were harmed by investment ...

Commonwealth Financial Network, one of the country's largest broker-dealers, has won the reversal of $93 million enforcement action brought against it by the Securities and Exchange Commission over ...

LPL plans to acquire Commonwealth Financial Network, a wealth management company with $285 billion in assets that relies on ...

A federal appeals court has struck down a $93.3 million judgment against Commonwealth Financial Network over alleged revenue-sharing disclosure breaches and remanded the case to federal district court ...

Commonwealth Financial Network doesn’t have to pay the SEC over $93 million for purportedly paltry disclosures of its revenue ...

LPL Financial Holdings Inc. (NASDAQ: LPLA) (together with its subsidiaries, including LPL Financial LLC, “LPL Financial” or “LPL”) today announced the pricing of an underwritten public offering of ...

Focus Partners Wealth LLC is a national financial advisory firm headquartered in Boston, MA. The firm has $21.5 billion under management and employs 717.The firm caters to 20,909 clients of varying ...

Industry experts think LPL will have to work hard to retain Commonwealth advisors who were sold on the idea that they'd be ...